Business and Finance

Pre-EDGAR SEC Filing

  • 1.  Pre-EDGAR SEC Filing

    Posted 03-09-2020 14:02
    I need to obtain SEC filings from 1983-1997 for a bank.  Does anyone have a favorite source they used recently? Thanks for any tips.

    Victoria Platt
    Director of Research
    Willamette Mgmt Associates

  • 2.  RE: Pre-EDGAR SEC Filing

    Posted 03-09-2020 14:41
    I have worked with multiple people who have purchased directly using the SEC's records request and they have been pleased with the results.

    How to Access or Request Records Not Accessible via SEC Website
    For public records not posted to the web (usually dated prior to 1996) including SEC records and documents, historic Commission filings, special reports and studies, speeches, and testimony you may use any of the following three methods:
    Send a fax to: (202) 772-9337
    Submit a written request to:
    U.S. Securities and Exchange Commission
    Office of FOIA/PA Operations
    100 F Street N.E.
    Washington, DC 20549-2736

    Daniel Hickey, MLIS
    Librarian for Business & Economics at NYU Stern School of Business
    +1.212.998.2694 | |